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Paul Michael Walker

Raymond James & Associates, Inc.

Tulsa, OK

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-12
OK RA APPROVED 2015-05-22
  • TX RA
    APPROVED_RES
    Since 2018-06-12
  • OK RA
    APPROVED
    Since 2015-05-22

Branch Locations

2431 E. 61St Street Suite 260, Tulsa, OK 74136 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Tulsa OK 05/2015 Present
Previous Registrations
  • 2009-06-01 → 2015-05-28
    Morgan Stanley
    Tulsa, OK
    Tulsa, OK
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Tulsa, OK
  • 2006-06-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Tulsa, OK
  • 2003-07-01 → 2006-07-05
    Wells Fargo Clearing Services, Llc
    Vian, OK
    Tulsa, OK
  • 2001-01-29 → 2003-07-01
    Prudential Equity Group, Llc
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-21
S63 Uniform Securities Agent State Law Examination 1986-05-16
  • S65 Uniform Investment Adviser Law Examination
    1994-01-21
  • S63 Uniform Securities Agent State Law Examination
    1986-05-16
Other Names
  • Paul M Walker

View on SEC IAPD

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Other Investors

OANH STANGER
DAVID MONROE POARCH
ROBERT BRETT KRAMER
AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
Jayme Don Fowler
Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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