John Ralph Goodrich

Current Employers

Goodrich Financial Group, Llc

3296 Via Zamora, Escondido, CA 92029 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-06-22

CA RA
APPROVED

Since 2006-06-22

Branch Locations

Escondido, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Goodrich Financial Group, Llc	San Diego	CA	06/2006	Present

06/2006 → Present

Goodrich Financial Group, Llc

San Diego, CA

Previous Registrations

2001-02-01 → 2006-06-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Agana

Hagatna

Other Businesses

John R. Goodrich is the owner of a single family, townhouse rental property (1998) in San Diego, California, and receives rental income from this property. He spends less than 1% of his time on property management. Mr. Goodrich is not engaged in any other business or occupation that provides substantial compensation or involves a substantial amount of his time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-08
S63	Uniform Securities Agent State Law Examination	1986-05-28

S65 Uniform Investment Adviser Law Examination

1995-07-08
S63 Uniform Securities Agent State Law Examination

1986-05-28

Designations

Other Names

John Ralph Goodrich

View on SEC IAPD