Richard Stone Delio

Zacks Investment Management, Inc.

Fort Lauderdale, FL

Claim This Profile

Current Employers

Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-02-28

FL RA
APPROVED

Since 2012-02-28

Branch Locations

Fort Lauderdale, FL • United States

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zacks Investment Management	Chicago	IL	02/2012	Present
Lbmz Securities, Inc.	Chicago	IL	02/2012	Present

02/2012 → Present

Zacks Investment Management

Chicago, IL
02/2012 → Present

Lbmz Securities, Inc.

Chicago, IL

Previous Registrations

2001-03-08 → 2012-02-13

Lpl Financial Llc

Ft. Lauderdale, FL

Vero Beach, FL

Duck Key, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-11-09
S63	Uniform Securities Agent State Law Examination	1986-06-18

S65 Uniform Investment Adviser Law Examination

2000-11-09
S63 Uniform Securities Agent State Law Examination

1986-06-18

View on SEC IAPD

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor