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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-09-16 |
Branch Locations
206 1/2 W State Street Suite 201, Geneva, IL 60134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waldoch Financial Services | Geneva | IL | 10/2002 | Present |
| Harbour Investments, Inc | Madison | WI | 08/2009 | Present |
1)Waldoch Financial Services - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Mark Waldoch CPA | 206 ½ W. State Street, Suite 1201, Geneva, IL 50134 | Owner | Description: Prepare tax returns | Beginning 10/2002 | 30 hours per month, 10 during trading hours | Paid position | Not investment related 4)MWBC, Inc. | 206 ½ W. State Street, Suite 1201, Geneva, IL 50134 | Owner | Description: Pass through entity for tax purposes | Beginning 10/2002 | 2 hour per month, 0 during trading hours | Paid position | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-31 |
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