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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-08-05
  • FL RA
    APPROVED
    Since 2008-08-05

Branch Locations

Key Largo, FL • United States

Oviedo, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 08/2008 Present
Self Employed Insurance Agent Key Largo FL 09/2006 Present
Previous Registrations
Other Businesses

1)SELF-EMPLOYED INSURANCE AGENT; SALE OF LIFE, HEALTH, AND ANNUITIES; 198 ATLANTIC BLVD KEY LARGO FL 33037; START DATE 9/1/2006; 160 HRS PER MONTH; 160 HRS PER MONTH DURING TRADING; IR 2) MONROE CO PUBLIC SCHOOL 241 TRUMBO RD KEY WEST, FL 33040; START 2007; SCHOOL BUDGET COMMITTEE; 2HRS/MO, 0HRS/TRADING; NO COMPENSATION. NIR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-23
S63 Uniform Securities Agent State Law Examination 1986-05-06
  • S65 Uniform Investment Adviser Law Examination
    1996-05-23
  • S63 Uniform Securities Agent State Law Examination
    1986-05-06
Other Names
  • Filip Earl Weiland

View on SEC IAPD

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