Frank Congemi

Current Employers

Beam Wealth Advisors, Inc.

72096 Ramos Avenue Suite D, Covington, LA 70433 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-12-16
TX	RA	APPROVED_RES	2018-05-04

NY RA
APPROVED

Since 2021-12-16
TX RA
APPROVED_RES

Since 2018-05-04

Branch Locations

Rockaway Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Beam Wealth Advisors	Covington	LA	11/2012	Present
Securites America Inc	Rockaway Park	NY	07/2015	04/2022
Purshe Kaplan Sterling Investments	Albany	NY	04/2022	Present

11/2012 → Present

Beam Wealth Advisors

Covington, LA
07/2015 → 04/2022

Securites America Inc

Rockaway Park, NY
04/2022 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2009-09-08 → 2011-05-06

Lpl Financial Llc

Howard Beach, NY

Deerfield Beach, FL
2009-04-29 → 2009-09-08

Mutual Service Corporation

Boston, MA

Deerfield Beach, FL

Howard Beach, NY

Other Businesses

***FRANK CONGEMI POSITION: Licensed Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 05/21/1986 ADDRESS: 136 Beach 117th Street, # 202, Rockaway Park NY 11694 DESCRIPTION: Licensed insurance agent selling whole life, term life and long term care. ***BEAM Wealth Advisors POSITION: Solicitor NATURE: Solicitor INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 11/30/2012 ADDRESS: 72096 Ramos Ave, Suite D, Covington LA 70433 DESCRIPTION: Solicitor for investment advisory firm. ***BENEFACTOR FINANCIAL POSITION: Registered Representative NATURE: Benefactor Financial INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2010 ADDRESS: 136 Beach 117th Street, # 202, Rockaway Park NY 11694 DESCRIPTION: Marketing name for the practice

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-04-17

S63 Uniform Securities Agent State Law Examination

1986-04-17

View on SEC IAPD