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Barbara Marie Cardinal-Sorge

Wells Fargo Clearing Services, LLC

Temple, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-12-02
  • TX RA
    APPROVED
    Since 2005-12-02

Branch Locations

One North Main, Temple, TX 76501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Temple TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Temple TX 11/2016 Present
Previous Registrations
  • 1989-07-03 → 2005-12-05
    Morgan Stanley Dw Inc.
    Temple, TX
    Temple, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-07
S63 Uniform Securities Agent State Law Examination 1986-06-06
  • S65 Uniform Investment Adviser Law Examination
    2001-04-07
  • S63 Uniform Securities Agent State Law Examination
    1986-06-06
Other Names
  • Barbara Marie Cardinal
  • Barbara Marie Cardinalsorge
  • Barbara Cardinal-Sorge

View on SEC IAPD

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Other Offices

JOURNEY ADVISORY GROUP, LLC · TEMPLE, TX
EDWARD JONES · TEMPLE, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Temple, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Temple, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Temple, TX
CENTAURUS FINANCIAL, INC. · TEMPLE, TX
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PNC WEALTH MANAGEMENT LLC · TEMPLE, TX

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