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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
SC RA APPROVED 1991-03-29
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • SC RA
    APPROVED
    Since 1991-03-29

Branch Locations

Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia SC 09/2005 03/2020
Ameriprise Financial Services, Llc Columbia SC 03/2020 Present
Other Businesses

Business Ownership; DMS Farms LLC; owner; This LLC owns the property that I disclosed in section 2.1; 6 fish haul road columbia sc 29209, ,; Not Investment-Related; 01/17/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Mackey Tract Partners LLC; partner; previously disclosed - LLC owns 160 acres of timber / hunting / personal use property - we may harvest timber from time to time; 6 fish haul road Columbia sc 29209, ,; Not Investment-Related; 10/01/1998; 0 hours per month; 0 during trading hours. Outside Employment; Langdon & Perry Enterprises Inc; Employee of the business providing service to clients of financial planning practice.; Manage advisory business; 1813 Pickens Street, , Columbia, SC, 29201; Investment-Related; 01/01/2019; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-05-02
  • S63 Uniform Securities Agent State Law Examination
    1986-05-02

View on SEC IAPD

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