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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-30 |
| LA | RA | APPROVED | 2006-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | New Orleans | LA | 01/1986 | Present |
| Nylife Securities Inc. | New Orleans | LA | 02/1986 | Present |
| Financial Strategies And Solutions, Llc | New Orleans | LA | 09/2015 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 639 LOYOLA AVE STE1900 NEW ORLEANS, LA 70113; START DATE 06/2002; ROLE/TITLE: OWNER; INVESTMENT RELATED; 100 HOURS PER MONTH; 50 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF FINANCIAL STRATEGIES AND SOLUTIONS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; NEW ORLEANS, LA; START DATE: 09/2015] [West Jefferson Hospital Foundation; Foundation is a fund raising arm for West Jefferson Medical Center to help provide material items needed for Women's cancer center, childrens needs etc; 1111 Medical Center Blvd Marrero, LA 70072; Start Date 06/2017; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Visitation of Our Lady Catholic Church Parish Council; Parish Council reviews budget for the Parish; 3300 Ames Blvd Marrero, LA 70072; Start Date 04/2016; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Safe-Push LLC; It is an LLC which will be used to create and sell medical invention through; 2604 Oak Forest Blvd Marrero, La 70072; Start Date 01/2019; Role/Title: Owner; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours; research other companies and Licensing agreements and review any offers given to our LLC]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-24 |
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