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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-19 |
| GA | RA | APPROVED | 2011-10-27 |
| NC | RA | APPROVED | 2005-10-12 |
| VA | RA | APPROVED | 2002-04-30 |
Branch Locations
919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States
Richmond, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Richmond | VA | 03/2008 | Present |
(1) POE MUSEUM FOUNDATION; ADDRESS:1914 EAST MAIN STREET RICHMOND, VA 23223; BUSINESS DESCRIPTION: MUSEUM; NOT INVESTMENT RELATED; START DATE: 8/1/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: PRESIDENTIAL DUTIES; HOURS DEVOTED PER WEEK: 5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 2. (2) NAME OF ENTITY: Poe Foundation ADDRESS: 1914 E Main St, Richmond, VA Va 23223 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jun 01, 2027 CAPACITY: Other DUTIES: I was named a Director Emeritus. This is more of an honorary Title. I will attend The annual meeting. I do not vote on anything. I may be asked, along with the other living Directors Emeriti for input or to work on a project. I will be a Director Emeritus even after I pass away. HOURS DEVOTED PER MONTH: Less than 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-02 |
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