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Blaine William Laverick

Principal Securities, Inc.

Bradenton, FL

Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-06-18
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-06-18

Branch Locations

Bradenton, FL • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Principal Life Insurance Co Raleigh NC 08/1985 09/2020
Principal Securities Inc Bradenton FL 03/2016 Present
Principal Life Insurance Co Bradenton FL 09/2020 Present
  • 08/1985 → 09/2020
    The Principal Life Insurance Co
    Raleigh, NC
  • 03/2016 → Present
    Principal Securities Inc
    Bradenton, FL
  • 09/2020 → Present
    Principal Life Insurance Co
    Bradenton, FL
Other Businesses

OWNS SINGLE FAMILY RENTAL PROPERTY.***RENTAL PROPERTY, OWNER, 11/4/11.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-09
S63 Uniform Securities Agent State Law Examination 1986-06-04
  • S65 Uniform Investment Adviser Law Examination
    1997-05-09
  • S63 Uniform Securities Agent State Law Examination
    1986-06-04

View on SEC IAPD

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