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2565 West Maple Rd, Troy, MI 48084 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Tunkhannock | PA | 09/1991 | 07/2025 |
| Investment Planning Services | Tunkhannock | PA | 06/1992 | 02/2026 |
| Lpl Financial Llc | Tunkhannock | PA | 07/2025 | 02/2026 |
| Aurora Securities Inc | Troy | MI | 02/2026 | Present |
07/2025 - Creek Corner LLC - Real Estate Rental - Tunkhannock, PA - INV REL - Start Date 08/19/2022 - 4-6 hrs/mth | 0hrs during trading 03/2026 - Investement Planning Services - DBA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-04-09 |
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