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Current Employers
Secure Asset Management, L.L.C.

2565 West Maple Rd, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-02-09
  • PA RA
    APPROVED
    Since 2026-02-09

Branch Locations

Tunkhannock, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Tunkhannock PA 09/1991 07/2025
Investment Planning Services Tunkhannock PA 06/1992 02/2026
Lpl Financial Llc Tunkhannock PA 07/2025 02/2026
Aurora Securities Inc Troy MI 02/2026 Present
  • 09/1991 → 07/2025
    Cadaret, Grant & Co., Inc.
    Tunkhannock, PA
  • 06/1992 → 02/2026
    Investment Planning Services
    Tunkhannock, PA
  • 07/2025 → 02/2026
    Tunkhannock, PA
  • 02/2026 → Present
    Aurora Securities Inc
    Troy, MI
Previous Registrations
  • 2025-07-10 → 2026-02-09
    Tunkhannock, PA
    Syracuse, NY
  • 2019-12-19 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Tunkhannock, PA
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
Other Businesses

07/2025 - Creek Corner LLC - Real Estate Rental - Tunkhannock, PA - INV REL - Start Date 08/19/2022 - 4-6 hrs/mth | 0hrs during trading 03/2026 - Investement Planning Services - DBA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-09
  • S63 Uniform Securities Agent State Law Examination
    1986-04-09

View on SEC IAPD

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