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Mark Alan Plummer

Apex Research And Investments, LLC

Austin, TX

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Current Employers
Apex Research And Investments, Llc

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-01
  • TX RA
    APPROVED
    Since 2009-01-01

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apex Partners, Llc Austin TX 05/2002 Present
  • 05/2002 → Present
    Apex Partners, Llc
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-31
S63 Uniform Securities Agent State Law Examination 1986-03-01
  • S65 Uniform Investment Adviser Law Examination
    2002-05-31
  • S63 Uniform Securities Agent State Law Examination
    1986-03-01

View on SEC IAPD

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