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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2019-12-11 |
Branch Locations
200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States
Laurel Hollow, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodbury | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 11/2016 | 03/2019 |
| Ameriprise Financial Services, Onc. | Melville | NY | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | Present |
Outside Employment; National Football League; Down box operator; Gameday crew, specifically chain crew for National Football League at New York Jets home games.; 1 Metlife stadium Dr, , East Rutherford, NJ, ; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-26 |
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