Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-17 |
| CA | RA | APPROVED | 2021-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Century City | CA | 04/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Century City | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Beverly Hills | CA | 10/2019 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 08/2021 | Present |
NOTARY PUBLIC, NOT INVT RELATED, LOS ANGELES, CA, NOTARY, START DATE 1/7/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-02 |
Reach out to this advisor