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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
NY RA APPROVED 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

179 Sully'S Trail Suite 300, 302 & 304, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hutchings Financial Pittsford NY 04/2004 Present
Commonwealth Financial Network Waltham MA 04/2011 Present
Previous Registrations
  • 2004-04-26 → 2011-04-25
    Ensemble Financial Services, Inc.
    Pittsford, NY
    Pittsford, NY
    Pittsford, NY
Other Businesses

1. Hutchings Financial; fixed insurance, investment related, at branch location; 5% time spent during business hours; as of 04/04/2011. 2. The Hutchings Financial Group Inc.; 100% owner of private entity created to operate securities business, as of 04/11/20111; less than 5% time spent during business hours; investment related, at branch location.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-10
S63 Uniform Securities Agent State Law Examination 1986-04-01
  • S65 Uniform Investment Adviser Law Examination
    1999-02-10
  • S63 Uniform Securities Agent State Law Examination
    1986-04-01

View on SEC IAPD

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