Jeffrey Lee Nemechek

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-08-14
FL	RA	APPROVED	2023-06-12
CA	RA	APPROVED	2023-06-09
TX	RA	APPROVED_RES	2004-02-12
CO	RA	APPROVED	2003-11-14

MI RA
APPROVED

Since 2023-08-14
FL RA
APPROVED

Since 2023-06-12
CA RA
APPROVED

Since 2023-06-09
TX RA
APPROVED_RES

Since 2004-02-12
CO RA
APPROVED

Since 2003-11-14

Branch Locations

Keystone, CO • United States

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Denver	CO	11/2003	Present

11/2003 → Present

Ubs Financial Services Inc.

Denver, CO

Previous Registrations

2001-02-22 → 2003-12-04

Citigroup Global Markets Inc.

Englewood, CO

Other Businesses

REGIS JESUIT HIGH SCHOOL / 6300 S. LEWISTON PLACE AURORA,CO 80016 / OTHER/ ENGINEERING (AEROSPACE, MACHINERY & EQUIPMENT, PRECISION ENGINEERING, WATCHES & JEWELLERY) / SECONDARY EDUCATION / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / / REVIEW SCHOOL BUDGET / START DATE 7/3/1989 / 2HRS PER MONTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-14
S63	Uniform Securities Agent State Law Examination	1986-04-14

S65 Uniform Investment Adviser Law Examination

1995-07-14
S63 Uniform Securities Agent State Law Examination

1986-04-14

View on SEC IAPD