Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-13 |
| NY | RA | APPROVED | 2024-05-08 |
Branch Locations
1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States
Massapequa, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shields & Company | Locust Valley | NY | 05/1986 | 09/2017 |
| Wellington Shields & Co., Llc | New York | NY | 02/2009 | 09/2017 |
| Janney Montgomery Scott Llc | Garden City | NY | 09/2017 | 05/2024 |
| Rbc Capital Markets, Llc | Jericho | NY | 05/2024 | Present |
1) Tomorrow's Hope Foundation II, 50 Charles Lindbergh Blvd, Ste. 500, Uniondale, NY 11553; Nature: Non-profit that raises funds to distribute for Catholic Elementary School tuition in the Diocese of Rockville Centre; Title: Board Member - Executive Committee and Investment Committee Member; Duties: Primarily fundraising; Devotes: 4-hours/month: Meeting approximately once month; Not compensated. 2) Kellenberg Memorial High School; Investment-Related; 1400 Glenn Curtiss Blvd. Uniondale, NY 11553; start date 09/04/2018; Investment committee member; advisory role of regularly reviewing management of the school endowment fund; 2hrs/month; not compensated 3) LIU Post; Investment Related; 720 Northern Blvd, Greenvale, NY; Nature: Dean's Advisory Board, College of Management; Dean's Advisory Board Member; 05/2021; 1 hr per month-0 hr per trading day; Duties: Mentoring students, advising Dean on relevant business issues and serving as role model to students
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-09 |
Reach out to this advisor