Mark Lee Joyner

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

NC RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Charlotte	NC	04/2007	Present
Morgan Stanley Smith Barney	Charlotte	NC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

Charlotte, NC
06/2009 → Present

Morgan Stanley Smith Barney

Charlotte, NC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Charlotte, NC
2007-01-26 → 2007-04-02

Morgan Stanley Dw Inc.

Charlotte, NC
2006-02-21 → 2007-02-07

Citigroup Global Markets Inc.

Charlotte, NC

Cornelius, NC

Cornelius, NC

Cornelius, NC
2001-12-31 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Southpark, NC

Cornelius, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-12-12
S63	Uniform Securities Agent State Law Examination	1986-04-07

S65 Uniform Investment Adviser Law Examination

1991-12-12
S63 Uniform Securities Agent State Law Examination

1986-04-07

Other Names

Mark S Joyner

View on SEC IAPD