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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-03
TX RA APPROVED 2026-07-02
  • FL RA
    APPROVED
    Since 2026-07-03
  • TX RA
    APPROVED
    Since 2026-07-02

Branch Locations

1300 North Federal Hwy Ste 101, Boca Raton, FL 33432 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2015 07/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2015 07/2026
Lpl Financial Llc Jacksonville FL 07/2026 Present
Previous Registrations
  • 2015-11-16 → 2026-07-13
    Jacksonville, FL
    New Haven, CT
    Boca Raton, FL
    Pompano Beach, FL
    Boca Raton, FL
    Boca Raton, FL
    Pompano Beach, FL
    Jacksonville Beach, FL
    Jacksonville Beach, FL
  • 2011-04-29 → 2015-11-20
    New Haven, CT
    West Haven, CT
    New Haven, CT
    Melville, NY
    New Haven, CT
  • 2009-10-23 → 2011-05-03
    Danbury, CT
    Danbury, CT
    Ridgefield, CT
    New Haven, CT
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Danbury, CT
    Danbury, CT
    Newtown, CT
    Ridgefield, CT
    Danbury, CT
    Bethel, CT
  • 2004-08-12 → 2004-10-20
    Quick & Reilly, Inc.
    Stamford, CT
  • 2001-03-07 → 2003-02-19
    Chase Investment Services Corp.
    New York, NY
Other Businesses

1. 06/2026 - Generations Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Boca Raton, FL, 33432 – OBA Start Date: 7/1/2026 2. 06/2026 - Kim Larkin/Generations Wealth Advisors - Non-Variable Insurance - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Boca Raton, FL, 33432 – OBA Start Date: 11/16/2015

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-18
S63 Uniform Securities Agent State Law Examination 1988-02-05
  • S65 Uniform Investment Adviser Law Examination
    2000-03-18
  • S63 Uniform Securities Agent State Law Examination
    1988-02-05

View on SEC IAPD

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