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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
NV RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21
  • NV RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Ridgeline Realty Holdings, Llc Snellville GA 06/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2017 → Present
    Ridgeline Realty Holdings, Llc
    Snellville, GA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FIXED INSURANCE; INSURANCE AGENT; SELLS ANNUITIES. 2. JAMES S HATCHER BROKER; NOT INVESTMENT RELATED; 25 RIDGELINE DR. NEWPORT BEACH, CA 92660; REAL ESTATE; START 1982; 1-2 HOURS/WEEK; VARIES DURING AND AFTER TRADING HOURS; REAL ESTATE SALES 3. PARTNERS IN MINISTRY EXPRESSING COMPASSION FOUNDATION; NOT INVESTMENT RELATED; 604 GREEN SAGE WAY, LAS VEGAS, NV 89130; CHARITABLE FOUNDATION; START 2008; 1 HOUR/WEEK AFTER TRADING HOURS; VOLUNTEER/PRESIDENT/CREATOR 4. NAME OF OTHER BUSINESS: HATCHER FINANCIAL GROUP DBA HATCHER FINANCIAL CORP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2005, APX NUMBER OF HOURS PER WEEK: 60, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: BRANCH MANAGER, BRIEF DESCRIPTION OF DUTIES: FINANCIAL MANAGER; 6. RIDGELINE REALTY HOLDINGS, LLC, NOT INVESTMENT RELATED, 2637 DUNMOORE DR, SNELLVILLE, GA 30078, REAL ESTATE, STARTED 06/2012, POSITION/TITLE/RELATIONSHIP: PARTNER, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL PROPERTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-27
S63 Uniform Securities Agent State Law Examination 1989-09-11
  • S65 Uniform Investment Adviser Law Examination
    1993-10-27
  • S63 Uniform Securities Agent State Law Examination
    1989-09-11
Designations
Other Names
  • James Samual Jim Hatcher
  • Jim Hatcher
  • James S Hatcher

View on SEC IAPD

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