Lawrence A Barth

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-05-30
MI	RA	APPROVED	2022-03-17
TX	RA	APPROVED	2022-02-07
NY	RA	APPROVED	2021-04-16
MD	RA	APPROVED	2020-07-06
CT	RA	APPROVED	2020-02-18
MA	RA	APPROVED	2019-12-05
NJ	RA	APPROVED	2017-09-11
FL	RA	APPROVED	2017-09-07
CA	RA	APPROVED	2017-09-06
PA	RA	APPROVED	2017-09-06

NC RA
APPROVED

Since 2025-05-30
MI RA
APPROVED

Since 2022-03-17
TX RA
APPROVED

Since 2022-02-07
NY RA
APPROVED

Since 2021-04-16
MD RA
APPROVED

Since 2020-07-06
CT RA
APPROVED

Since 2020-02-18
MA RA
APPROVED

Since 2019-12-05
NJ RA
APPROVED

Since 2017-09-11
FL RA
APPROVED

Since 2017-09-07
CA RA
APPROVED

Since 2017-09-06
PA RA
APPROVED

Since 2017-09-06

Branch Locations

200 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co Of America	Melville	NY	08/2016	10/2017
Park Avenue Securities, Llc	Melville	NY	08/2016	10/2017
Guardian Life Insurance	New York	NY	10/2017	01/2021
Park Avenue Securities	New York	NY	10/2017	01/2021
Guardian Life Insurance Company	Melville	NY	01/2021	Present
Park Avenue Securities	Melville	NY	01/2021	Present

08/2016 → 10/2017

Guardian Life Insurance Co Of America

Melville, NY
08/2016 → 10/2017

Park Avenue Securities, Llc

Melville, NY
10/2017 → 01/2021

Guardian Life Insurance

New York, NY
10/2017 → 01/2021

Park Avenue Securities

New York, NY
01/2021 → Present

Guardian Life Insurance Company

Melville, NY
01/2021 → Present

Park Avenue Securities

Melville, NY

Previous Registrations

2016-08-17 → 2017-08-09

Principal Securities, Inc.

Melville, NY
2005-08-02 → 2016-08-12

Hornor, Townsend & Kent, Llc

New York, NY

New York, NY

Other Businesses

1. Eitz Chayim Dogwood Park, President - work with the executive board to help run the operations of the synagogue , Start: 10/01/2024, Address: 661 Dogwood Avenue West Hempstead, NY 11552, 10 total hours per month, 3 during securities trading hours, Not Investment related, No annual compensation, 2. Selling insurance products not offered by Guardian through AJJ Planning Services, Start: 08/20/2022, Address: 200 Broad Hollow Road Suite 405 Melville, NY 11797, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation, 3. AJJ Planning Services, S Corp, I am the President and it is used to sell insurance products, Start: 06/01/2013, Address: 200 Broad Hollow Road Suite 405 Melville, NY 11797, 40 total hours per month; 40 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-11
S63	Uniform Securities Agent State Law Examination	1988-07-15

S65 Uniform Investment Adviser Law Examination

2005-07-11
S63 Uniform Securities Agent State Law Examination

1988-07-15

Designations

Other Names

Lawrence Alan Barth

View on SEC IAPD