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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-07-05
  • CT RA
    APPROVED
    Since 2018-07-05

Branch Locations

1 Landmark Square 11Th Fl., Stamford, CT 06901 • United States

5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc New York NY 07/2009 10/2016
Keybanc Capital Markets New York NY 03/2017 07/2018
Bok Financial Securities, Inc. Stamford CT 07/2018 Present
Bokf, Na Stamford CT 07/2018 Present
Unemployed New York NY 10/2016 03/2017
  • 07/2009 → 10/2016
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 03/2017 → 07/2018
    Keybanc Capital Markets
    New York, NY
  • 07/2018 → Present
    Stamford, CT
  • 07/2018 → Present
    Bokf, Na
    Stamford, CT
  • 10/2016 → 03/2017
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-31
S63 Uniform Securities Agent State Law Examination 1986-04-14
  • S66 Uniform Combined State Law Examination
    2002-07-31
  • S63 Uniform Securities Agent State Law Examination
    1986-04-14

View on SEC IAPD

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