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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
3600 Trindle Road Ste 101, Camp Hill, PA 17011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 1995-11-08 |
Branch Locations
3461 Market Street Ste. 102, Camp Hill, PA 17011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Masland & Barrick, Inc. | Camp Hill | PA | 01/1990 | Present |
| Masland & Barrick Advisory, Inc. | Camp Hill | PA | 11/1995 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Masland & Barrick Tax Services, Inc. | Camp Hill | PA | 01/2017 | Present |
| 3600 Trindle Lp | Camp Hill | PA | 03/2008 | Present |
| 3600 Trindle Mgmt Llc | Camp Hill | PA | 03/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1.INDEPENDENT INSURANCE AGENT, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 01/1990, 1HR/WKDY ONL; 2. NAME OF OTHER BUSINESS: MASLAND & BARRICK ADVISORY, INC. - CRD#111520; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: PRESIDENT, INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 11/1995 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PROVIDES FINANCIAL PLANNING ADVICE TO CLIENTS ON MATTERS INVOLVING INVESTMENTS, TAXATION, RETIREMENT PLAN INVESTMENT SELECTION, AND LONG TERM CARE HEALTH ISSUES WHICH INCLUDE ESTATE PLANNING CONCERNS; 3. FRIENDS OF MANHEIM COMMUNITY LIBRARY, NOT INVESTMENT RELATED, MANHEIM, PA 17545, ORGANIZING & ASSISTING LIBRARY FUNDRAISING AND SPECIAL EVENTS, START 10/2013, 4-5 HRS/WK (NON-TRADING HOURS), PRESIDENT, BOARD POSITION; 4.NAME OF OTHER BUSINESS: MASLAND & BARRICK TAX SERVICES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION SERVICES; START DATE: 1/2023; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: OWNER; BRIEF DESCRIPTION OF DUTIES: OWNER, FEDERAL, STATE AND LOCAL INCOME TAX PREPARATION; 5.NAME OF OTHER BUSINESS: 3600 TRINDLE LP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MANAGES RENTAL OF OFFICE BUILDING START DATE: 3/2008 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: MAJORITY OWNER BRIEF DESCRIPTION OF DUTIES: MEMBER OF LLC 6.NAME OF OTHER BUSINESS: 3600 TRINDLE MGMT LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL OF OFFICE BUILDING TO FINANCIAL FIRM AND 1 OTHER TENANT START DATE: 3/2008 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: MEMBER OF LLC BRIEF DESCRIPTION OF DUTIES: LEASING BUILDING AND COORDINATING ALL MAINTENANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-15 |
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