Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-27
  • OH RA
    APPROVED
    Since 2019-06-27

Branch Locations

Sugarcreek, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neal D Clemens, Clu, Chfc, Inc Dba Covenant Financial Advisors Walnut Creek OH 10/2004 Present
Usa Financial Securities Ada MI 07/2016 06/2019
Cambridge Investment Research, Inc. Fairfield IA 06/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2019 Present
  • 10/2004 → Present
    Neal D Clemens, Clu, Chfc, Inc Dba Covenant Financial Advisors
    Walnut Creek, OH
  • 07/2016 → 06/2019
    Usa Financial Securities
    Ada, MI
  • 06/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2016-07-14 → 2019-06-27
    Sugarcreek, OH
    Columbus, OH
    Cleveland, OH
    Sugarcreek, OH
    Ada, MI
    Canton, OH
  • 2004-10-26 → 2016-07-20
    Kokomo, IN
    Sugar Creek, OH
    Sugarcreek, OH
  • 1999-08-19 → 2004-06-18
    Concourse Financial Group Securities, Inc.
    Walnut Creek, OH
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 06/2019, ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2) NEAL D CLEMENS, 785 DOVER RD NE, SUGARCREEK, OH, 10/2020, OWNER, COACHING/CONSULTING SERVICES, INV REL, 12 HR/MO, 12 HR/MO TRADING. 3) NEAL D CLEMENS, CLU, CHFC, LLC, PO BOX 765, SUGARCREEK, OH, 04/2021, OWNER, REAL ESTATE, NIR, 0 HR/MO, 0 HR/MO TRADING. 4) NEAL D. CLEMENS, CLU, CHFC, INC., 785 Dover Road NE, Sugarcreek, OH, 06/2006, OWNER, TAX FLOW-THROUGH ENTITY, INV REL, 40 HR/MO, 168 HR/MO TRADING. 5) NEAL D CLEMENS, PO BOX 797, SUGARCREEK, OH, 02/2022, OWNER/LICENSED DRONE PILOT, NIR, 10 HR/MO, 3 HR/MO TRADING. 6) SECURE PATH ADVISORY GROUP (SPAG), 785 DOVER RD NE, SUGARCREEK. OH, 07/2023, COACH, DBA, NIR, 160 HR/MO, 160 HR/MO TRADING. 7) CORNERSTONE COACHING AND CONSULTING DBA COVENANT COACHING AND CONSULTING, 4443 TOWNSHIP RD 447, SUGARCREEK, OH, 01/2024, OWNER, COACHING, NIR, 15 HR/MO, 15 HR/MO TRADING. 8) DAVE RAMSEY SMARTVESTOR PRO, 4443 Township Road 447, Sugarcreek OH 44681, 01/2025, Agent, Marketing, NIR, 25 HR/MO, 15 HR/MO TRADING. 9) NEAL D. CLEMENS, 4443 Township Road 447, Sugarcreek OH 44681, 05/2025, Owner, Tax Services, INV REL, 5 HR/MO, 5 HR/MO TRADING. 10) NEAL D. CLEMENS, CLU, CHFC, INC., 4443 Township Road 447, Sugarcreek OH 44681, United States, 06/19/2025, Owner, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 10 HR/MO TRADING. 11) NEAL D. CLEMENS, CLU, CHFC, INC., 4443 Township Road 447, Sugarcreek OH 44681, United States, 06/19/2025, Owner, Tax Services, NIR, 10 HR/MO, 10 HR/MO TRADING. 12) NEAL D. CLEMENS, 4443 Township Road 447, Sugarcreek OH 44681, United States, 02/2026, Owner, Pet/Animal Services, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-02
  • S63 Uniform Securities Agent State Law Examination
    1998-10-02
Designations

View on SEC IAPD

More in Sugarcreek, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor