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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-21 |
| GA | RA | APPROVED | 2025-07-14 |
| TX | RA | APPROVED_RES | 2025-07-11 |
Branch Locations
50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ponte Vedra Beach | FL | 04/2009 | 05/2017 |
| Ubs Financial Services, Inc. | Ponte Vedra | FL | 05/2017 | 07/2025 |
| Morgan Stanley Smith Barney Llc | Jacksonville | FL | 07/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-21 |
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