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Marshall B Front

Mesirow Financial Investment Management, Inc.

Chicago, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-02
IL RA APPROVED 2023-10-02
  • CA RA
    APPROVED
    Since 2023-10-02
  • IL RA
    APPROVED
    Since 2023-10-02

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Front Barnett Associates Llc Chicago IL 05/1999 Present
  • 05/1999 → Present
    Front Barnett Associates Llc
    Chicago, IL
Previous Registrations
  • 1998-02-07 → 2023-12-04
    Front Barnett Associates Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-29
  • S65 Uniform Investment Adviser Law Examination
    1993-11-29
Other Names
  • Marshall Bernard Front

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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