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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-10-20 |
| TX | RA | APPROVED_RES | 2015-10-19 |
| OH | RA | APPROVED | 2015-10-16 |
Branch Locations
1090 North Collier Blvd, Marco Island, FL 34145 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dayton | OH | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dayton | OH | 11/2016 | Present |
FORT SUMTER HOUSE HOA, NOT INV RELATED, CHARLESTON, SC, BOARD MEMBER, START 10/2017, 2 HOURS PER MONTH, 1 HOUR DURING TRADING, ATTENDING MEETINGS, REVIEWING AND MAKING HOA DECISIONS, REVIEWING AND APPROVING P&C INSURANCE, BUDGET MATTERS AND HOA EXPENDITURES. JOHN GALT PRODUCTIONS, LLC, NOT INVT RELATED, OAKWOOD, OH, 100% OWNERSHIP, START DATE 9/15/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, SONGWRITING AND MANAGEMENT OF CREATIVE INPUT. |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-29 |
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