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Current Employers
Catalyst Investment Management Llc

Windham, NH • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-02-11
ME RA APPROVED 2020-10-11
  • NH RA
    APPROVED
    Since 2021-02-11
  • ME RA
    APPROVED
    Since 2020-10-11

Branch Locations

323 Hodsdon Road, Pownal, ME 04660 • United States

Windham, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maine Financial Advisors Portland ME 06/2012 10/2020
Catalyst Investment Management Llc Pownal ME 10/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-13
S63 Uniform Securities Agent State Law Examination 1986-04-11
  • S66 Uniform Combined State Law Examination
    2002-12-13
  • S63 Uniform Securities Agent State Law Examination
    1986-04-11
Designations

View on SEC IAPD

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