Best Investors Account Sign in
Inactive

Kevin Patrick Griffin

Griffin Financial Advisors, LLC

St. John, IN

Claim This Profile
Current Employers
Griffin Financial Advisors, Llc

St. John, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-13
TX RA APPROVED_RES 2025-02-06
WI RA APPROVED 2021-09-27
IL RA APPROVED 2014-09-04
  • IN RA
    APPROVED
    Since 2025-03-13
  • TX RA
    APPROVED_RES
    Since 2025-02-06
  • WI RA
    APPROVED
    Since 2021-09-27
  • IL RA
    APPROVED
    Since 2014-09-04

Branch Locations

St. John, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Griffin Financial Advisors, Llc St. John IN 08/2014 Present
Kevin P. Griffin Dba Griffin Wealth Management St. John IN 06/2003 Present
Previous Registrations
  • 2006-04-06 → 2014-08-28
    Lpl Financial Llc
    Orland Park, IL
    Orland Park, IL
  • 2005-10-31 → 2006-04-13
    Osaic Services, Inc.
    Orland Park, IL
  • 2004-02-25 → 2005-10-31
    Sunamerica Securities, Inc.
    Orland Park, IL
  • 2002-11-12 → 2003-06-13
    Wells Fargo Clearing Services, Llc
    Orland Park, IL
Other Businesses

NON-VARIABLE INSURANCE - FIXED ANNUITY, MEDICARE SUPPLEMENT INSURANCE, LONG TERM CARE AND LIFE INSURANCE. - TIME SPENT <5%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-10
S63 Uniform Securities Agent State Law Examination 1986-04-07
  • S65 Uniform Investment Adviser Law Examination
    1997-09-10
  • S63 Uniform Securities Agent State Law Examination
    1986-04-07

View on SEC IAPD

More in St. John, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor