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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2007-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security Mutual Life Ins. Co. | Binghamton | NY | 10/1978 | Present |
| Phoenix Home Life | Bala Cynwyd | PA | 07/1993 | Present |
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 01/2007 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
1. INDEPENDENT ISNURACNE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, UNDER PFG/MGA, BEGAN 01/1998, 0HRS/ACTIVITY; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/2007, 37HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. PRESIDENT OF FINANCIAL GROWTH PLANS, INC. (FGP), A SUB-CHAPTER S CORPRATION, LICENSED IN THE STATE OF PA, BEGAN 01/1997, 0HRS ACTIVITY; 4. INVESTMENT ADVISORY SERVICES (OR WEALTH MANAGEMENT SERIVES) AND FINANCIAL PLANNING, THROUGH PFG FINANCIAL ADVISORS, INC. (PFG), UNDER WEALTH MANAGEMENT STRATEGIES, BEGAN 01/2007, 30HRS/WKDY, 15HRS/WKEND; 5. PENNSYLVANIA FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE, INVESETMENT ADVISORY SERVICES, FINANCIAL PLANNING, & GENERAL SECURITIES, START 2007, >40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT, REGISTERED REPRESENTATIVE, INVESETMENT ADVISOR REPRESENTATIVE;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-17 |
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