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Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2007-01-22
  • PA RA
    APPROVED
    Since 2007-01-22

Branch Locations

Phoenixville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Security Mutual Life Ins. Co. Binghamton NY 10/1978 Present
Phoenix Home Life Bala Cynwyd PA 07/1993 Present
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 01/2007 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
  • 10/1978 → Present
    Security Mutual Life Ins. Co.
    Binghamton, NY
  • 07/1993 → Present
    Phoenix Home Life
    Bala Cynwyd, PA
  • 01/2007 → Present
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Other Businesses

1. INDEPENDENT ISNURACNE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, UNDER PFG/MGA, BEGAN 01/1998, 0HRS/ACTIVITY; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/2007, 37HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. PRESIDENT OF FINANCIAL GROWTH PLANS, INC. (FGP), A SUB-CHAPTER S CORPRATION, LICENSED IN THE STATE OF PA, BEGAN 01/1997, 0HRS ACTIVITY; 4. INVESTMENT ADVISORY SERVICES (OR WEALTH MANAGEMENT SERIVES) AND FINANCIAL PLANNING, THROUGH PFG FINANCIAL ADVISORS, INC. (PFG), UNDER WEALTH MANAGEMENT STRATEGIES, BEGAN 01/2007, 30HRS/WKDY, 15HRS/WKEND; 5. PENNSYLVANIA FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE, INVESETMENT ADVISORY SERVICES, FINANCIAL PLANNING, & GENERAL SECURITIES, START 2007, >40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT, REGISTERED REPRESENTATIVE, INVESETMENT ADVISOR REPRESENTATIVE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-06-17
  • S63 Uniform Securities Agent State Law Examination
    1986-06-17
Designations
Other Names
  • Moose Masalski

View on SEC IAPD

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