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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-23
CA RA APPROVED 2000-05-11
  • TX RA
    APPROVED_RES
    Since 2022-01-23
  • CA RA
    APPROVED
    Since 2000-05-11

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Allied Company, L.P. Irvine CA 05/1998 01/2021
Goldman Sachs & Co. Llc Irvine CA 01/2021 Present
  • 05/1998 → 01/2021
    Mercer Allied Company, L.P.
    Irvine, CA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Irvine, CA
Other Businesses

Owner at Llama Joe's LLC, a personal residence holding company. Organization's primary address is in Irvine, CA. Organization is not primarily engaged in investment-related activities. Start date is on September 23rd, 2020. One hour per month. Duties include maintaining the LLC status of the holding company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-23
  • S66 Uniform Combined State Law Examination
    1999-12-23

View on SEC IAPD

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