Jonathan Gauntt

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-14
IL	RA	APPROVED	2026-04-08

NY RA
APPROVED

Since 2026-04-14
IL RA
APPROVED

Since 2026-04-08

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neuberger Berman	Chicago	IL	01/2025	Present
Aegon Asset Management	Chicago	IL	04/2018	01/2025
Citadel Llc	Chicago	IL	02/2008	08/2017
Unemployed	Chicago	IL	08/2017	04/2018

01/2025 → Present

Neuberger Berman

Chicago, IL
04/2018 → 01/2025

Aegon Asset Management

Chicago, IL
02/2008 → 08/2017

Citadel Llc

Chicago, IL
08/2017 → 04/2018

Unemployed

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-16

S66 Uniform Combined State Law Examination

2026-01-16

Other Names

Jonathan K Gauntt

View on SEC IAPD

Current Employers

Neuberger Berman Bd Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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