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Frank Louis Koucky

LPl Financial LLC

Carmel Valley, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-07
CA RA APPROVED 2009-05-26
  • TX RA
    APPROVED_RES
    Since 2021-04-07
  • CA RA
    APPROVED
    Since 2009-05-26

Branch Locations

Carmel Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Monterey CA 05/2009 Present
Previous Registrations
Other Businesses

1. 2/11/2010: DBA ONLY - BLAIR FINANCIAL GROUP, LLC - DBA W/ LEGAL ENTITY. - 100% OF TIME - MONTEREY, CA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-11
S63 Uniform Securities Agent State Law Examination 1985-03-20
  • S65 Uniform Investment Adviser Law Examination
    2000-02-11
  • S63 Uniform Securities Agent State Law Examination
    1985-03-20

View on SEC IAPD

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