Best Investors Account Sign in
Inactive

Albert Edward Faber

Diwy Financial Planning

Los Angeles, CA

Claim This Profile
Current Employers
Diwy Financial Planning

12100 Wilshire Blvd Ste 800, Los Angeles, CA 90025-7140 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-10-14
NY RA APPROVED 2025-09-24
TX RA APPROVED_RES 2025-06-20
CA RA APPROVED 2025-04-28
  • OR RA
    APPROVED
    Since 2025-10-14
  • NY RA
    APPROVED
    Since 2025-09-24
  • TX RA
    APPROVED_RES
    Since 2025-06-20
  • CA RA
    APPROVED
    Since 2025-04-28

Branch Locations

12100 Wilshire Blvd Ste 800, Los Angeles, CA 90025-7140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Encino CA 10/2015 07/2020
1151 Oates St Ne, Llc Washington D.C. DC 12/2017 06/2024
Woodson Wealth Management Ramona CA 12/2022 Present
Unemployed Reseda CA 08/2020 11/2022
Diwy Financial Planning Long Beach CA 03/2025 Present
  • 10/2015 → 07/2020
    J.P. Morgan Securities Llc
    Encino, CA
  • 12/2017 → 06/2024
    1151 Oates St Ne, Llc
    Washington D.C., DC
  • 12/2022 → Present
    Woodson Wealth Management
    Ramona, CA
  • 08/2020 → 11/2022
    Unemployed
    Reseda, CA
  • 03/2025 → Present
    Diwy Financial Planning
    Long Beach, CA
Previous Registrations
  • 2022-12-07 → 2025-07-15
    Woodson Wealth Management
    Reseda, CA
    Ramona, CA
  • 2015-10-02 → 2020-08-14
    J.P. Morgan Securities Llc
    Encino, CA
    Encino, CA
    North Hills, CA
    Sherman Oaks, CA
    Northridge, CA
    Valencia, CA
    Palmdale, CA
    Van Nuys, CA
    Encino, CA
    Palmdale, CA
    San Fernando, CA
    Sun Valley, CA
    Northridge, CA
    Palmdale, CA
    Newhall, CA
    Sun Valley, CA
    Castaic, CA
    Panorama City, CA
    Arleta, CA
    Panorama City, CA
    Valencia, CA
    Lancaster, CA
    Lancaster, CA
    Canyon Country, CA
    San Fernando, CA
    Granada Hills, CA
    Northridge, CA
    Saugus, CA
    Palmdale, CA
    Arleta, CA
    Porter Ranch, CA
    Sherman Oaks, CA
    Sylmar, CA
    Valencia, CA
    Reseda, CA
    Van Nuys, CA
    Saugus, CA
    Santa Clarita, CA
    Northridge, CA
    Studio City, CA
    Tarzana, CA
    Granada Hills, CA
    Mission Hills, CA
    Chatsworth, CA
    Van Nuys, CA
    Stevenson Ranch, CA
    Santa Clarita, CA
    Lancaster, CA
    Palmdale, CA
    Van Nuys, CA
    Lancaster, CA
    Encino, CA
    Sherman Oaks, CA
    Sherman Oaks, CA
    Valencia, CA
    Chatsworth, CA
    Valencia, CA
    Palmdale, CA
    Palmdale, CA
    Newhall, CA
    Valencia, CA
    Lancaster, CA
    Lancaster, CA
    Canyon Country, CA
    Palmdale, CA
    Valencia, CA
    Saugus, CA
    Santa Clarita, CA
    Stevenson Ranch, CA
    Santa Clarita, CA
    Lancaster, CA
    Palmdale, CA
    Lancaster, CA
    Valencia, CA
    North Hills, CA
    San Fernando, CA
    Northridge, CA
    Arleta, CA
    San Fernando, CA
    Granada Hills, CA
    Northridge, CA
    Arleta, CA
    Porter Ranch, CA
    Sylmar, CA
    Reseda, CA
    Northridge, CA
    Granada Hills, CA
    Mission Hills, CA
    Chatsworth, CA
    Woodland Hills, CA
    West Hills, CA
    Malibu, CA
    Woodland Hills, CA
    Tarzana, CA
    Reseda, CA
    Canoga Park, CA
    Canoga Park, CA
    Calabasas, CA
    Agoura Hills, CA
    Woodland Hills, CA
    Westlake Village, CA
    Westlake Village, CA
    Westlake Village, CA
    Calabasas, CA
    Burbank, CA
    Glendale, CA
    Tujunga, CA
    Montrose, CA
    Los Angeles, CA
    Glendale, CA
    Glendale, CA
    Burbank, CA
    Burbank, CA
    Glendale, CA
    Burbank, CA
    La Crescenta, CA
    Toluca Lake, CA
    Los Angeles, CA
    Northridge, CA
  • 2009-06-01 → 2015-09-25
    Morgan Stanley
    Pasadena, CA
    Sherman Oaks, CA
    Sherman Oaks, CA
    Pasadena, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pasadena, CA
    Ontario, CA
    Woodland Hills, CA
  • 2003-07-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Woodland Hills, CA
    Woodland Hls, CA
Other Businesses

Al Faber is currently employed as a Financial Planner and Business consultant with Allegiant Solutions LLC DBA Allegiant Divorce Solutions. This activity accounts for approximately 10% of their time. Al Faber is currently employed as a Financial Planner and Business consultant with Path Financial Inc, DBA Moneymap. This activity accounts for approximately 10% of their time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-10
S63 Uniform Securities Agent State Law Examination 2002-08-07
  • S65 Uniform Investment Adviser Law Examination
    2003-03-10
  • S63 Uniform Securities Agent State Law Examination
    2002-08-07
Designations
Other Names
  • Albert Edward Faber
  • Al Faber
  • Albert Edward Faber

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor