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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-04 |
| TN | RA | APPROVED | 2023-11-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 10/2013 | 11/2023 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 11/2023 |
| Prospera Financial Services Inc. | Dallas | TX | 11/2023 | Present |
1.) RENTAL; INVESTMENT RELATED - NO; 3118 CULLEN TRAIL, COLLEGE STATION, TX 77845. ; RENTAL PROPERTY; OWNER; START DATE 11/2023; 1 HOUR PER MONTH, 0 DURING TRADING HOURS; INCOME FROM RENTAL PROPERTY 2.) RENTAL; INVESTMENT RELATED - NO; 4903 SPARKS ROAD; KNOXVILLE, TN 37931; RENTAL PROPERTY; OWNER; START DATE 11/2023; 1 HOUR PER MONTH, 0 DURING TRADING HOURS; INCOME FROM RENTAL PROPERTY 3.) EXODUS WEALTH MANAGEMENT; INVESTMENT RELATED [YES]; 7215 MIDDLEBROOK PIKE, KNOXVILLE, TN 37909; DBA; OWNER - FINANCIAL ADVISOR; START DATE [11/2023]; 160 HOURS PER MONTH; 160 TRADING HOURS; FINANCIAL ADVISOR 4.) 2.) RENTAL; INVESTMENT RELATED - NO; 69-5 PALESTINE ST., HOUSTON, TX 77020; RENTAL PROPERTY; OWNER; START DATE 02/2024; 0 HOUR PER MONTH, 0 DURING TRADING HOURS; INCOME FROM RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-08 |
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