Nicholas Joseph Maucieri

Current Employers

Employment History

• 05/2005 → 07/2017
  Principal Life Insurance Co
  Lombard, IL
• 05/2005 → 07/2017
  Princor Financial Services Corp
  Lombard, IL
• 07/2017 → 01/2018
  Td Ameritrade
  Schaumburg, IL
• 02/2018 → Present
  Principal Life Insurance Company
  Downers Grove, IL
• 02/2018 → Present
  Principal Securities, Inc.
  Downers Grove, IL

Previous Registrations

• 2017-07-31 → 2018-01-18
  Td Ameritrade, Inc.
  Schaumburg, IL
• 2017-07-31 → 2018-01-18
  Td Ameritrade Investment Management, Llc
  Schaumburg, IL
• 2005-08-18 → 2017-07-24
  Principal Securities, Inc.
  Downers Grove, IL
  Des Moines, IA
  Lombard, IL
  Downers Grove, IL
  Lombard, IL
• 2000-01-26 → 2003-06-04
  Commonwealth Financial Network
  Addison, IL

Other Businesses

***Illinois High School Association; Not Investment Related; 2715 McGraw Dr, Bloomington, IL 61704; Referee; Officiate youth and high school sports, including football, wrestling, and lacrosse.; Start Date: 01/01/2009; 4-8 hrs per month; 0 during trading hours. PRINCIPAL BANK AND TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2022 ADDRESS: 3333 Finley Road Suite 550, Downers Grove IL 60515, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-15
• S63 Uniform Securities Agent State Law Examination
  1991-10-18

Other Names

• Nick Maucieri
• Nicholas Joseph Maucieri
• Nicholas J Maucieri