Gregory Steven Bennett

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2016-08-23
TX	RA	APPROVED	2016-08-22

MO RA
APPROVED

Since 2016-08-23
TX RA
APPROVED

Since 2016-08-22

Branch Locations

Saint Louis, MO • United States

14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Clayton	MO	08/2016	11/2016
Wells Fargo Clearing Services, Llc	Clayton	MO	11/2016	Present

08/2016 → 11/2016

Wells Fargo Advisors, Llc

Clayton, MO
11/2016 → Present

Wells Fargo Clearing Services, Llc

Clayton, MO

Previous Registrations

2009-06-01 → 2016-09-01

Morgan Stanley

St. Louis, MO

Clayton, MO
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

St. Louis, MO
2002-04-15 → 2007-04-02

Morgan Stanley Dw Inc.

St. Louis, MO

St. Louis, MO

Other Businesses

B & Y OUTDOORS LLC, NOT INV RELATED, ST LOUIS, MO, 50% OWNER, START: 8/31/2016, 24 HOURS PER MONTH/0 DURING TRADING, DUTIES: FARM THAT GROWS CORN & SOYBEANS. CO-TRUSTEE FOR SPOUSE'S TRUST; INV RELATED; ST LOUIS, MO; START: 8/23/16; 0 HR/MO; 0 DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-06
S63	Uniform Securities Agent State Law Examination	1986-05-13

S65 Uniform Investment Adviser Law Examination

2002-03-06
S63 Uniform Securities Agent State Law Examination

1986-05-13

View on SEC IAPD