David Richard Tillou

Current Employers

Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-07-31
MN	RA	APPROVED	2017-11-03

TX RA
APPROVED_RES

Since 2018-07-31
MN RA
APPROVED

Since 2017-11-03

Branch Locations

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Lakeville, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tillou Financial Group	Lakeville	MN	03/2011	Present
Ae Wealth Management, Llc	Topeka	KS	01/2017	10/2017
Alphastar Capital Management, Llc	Cornelius	NC	11/2017	Present

03/2011 → Present

Tillou Financial Group

Lakeville, MN
01/2017 → 10/2017

Ae Wealth Management, Llc

Topeka, KS
11/2017 → Present

Alphastar Capital Management, Llc

Cornelius, NC

Previous Registrations

2017-01-31 → 2017-10-30

Ae Wealth Management, Llc

Lakeville, MN

Other Businesses

1) TILLOU FINANCIAL GROUP; INVESTMENT RELATED; 10585 165TH STREET W STE 200, LAKEVILLE, MN 55044; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/2011; 40HRS/MONTH; 40HRS/MONTH; SALE OF FIXED INSURANCE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-30
S63	Uniform Securities Agent State Law Examination	1986-04-14

S65 Uniform Investment Adviser Law Examination

2016-06-30
S63 Uniform Securities Agent State Law Examination

1986-04-14

View on SEC IAPD