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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-16
CA RA APPROVED 2015-12-08
  • TX RA
    APPROVED
    Since 2025-12-16
  • CA RA
    APPROVED
    Since 2015-12-08

Branch Locations

Grants Pass, OR • United States

15615 Alton Parkway Suite 450, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Irvine CA 12/2015 Present
Raymond James Financial Services Advisors Inc. Irvine CA 12/2015 Present
Marcum Financial Services, Llc Irvine CA 12/2015 02/2020
University Of California-Irvine Irvine CA 02/2005 01/2023
Marcum Financial Services Costa Mesa CA 07/2016 02/2020
  • 12/2015 → Present
    Raymond James Financial Services, Inc.
    Irvine, CA
  • 12/2015 → Present
    Irvine, CA
  • 12/2015 → 02/2020
    Marcum Financial Services, Llc
    Irvine, CA
  • 02/2005 → 01/2023
    University Of California-Irvine
    Irvine, CA
  • 07/2016 → 02/2020
    Marcum Financial Services
    Costa Mesa, CA
Previous Registrations
  • 2017-02-23 → 2020-06-24
    Marcum Financial Services Llc
    Irvine, CA
    Melville, NY
    Costa Mesa, CA
  • 2016-04-01 → 2016-12-31
    Marcum Financial Services Llc
    Irvine, CA
    Melville, NY
  • 2012-06-01 → 2015-12-03
    Laguna Hills, CA
  • 2012-06-04 → 2015-12-03
    Irvine, CA
  • 1997-12-15 → 2012-06-01
    Cincinnati Analysts, Inc.
    Irvine, CA
    Irvine, CA
Other Businesses

(1)Name of Business: Address: 3829 Rogue River Hwy, Grants Pass, OR, 97527, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: manage rental (2)Name of Business: 3829 Rogue River LLC Address: 19716 Highridge Way, Trabuco Canyon, CA, 92679, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 05/27/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager of LLC with spouse, Martha Neuville.\nreal estate Investing,\nPurchased first property May 2024 (3)Name of Business: author Address: 15615 Alton Pkwy Ste 450, Irvine, CA, 92679, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 12/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: write a book

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-20
  • S63 Uniform Securities Agent State Law Examination
    1987-07-20
Designations

View on SEC IAPD

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