Best Investors Account Sign in

Patricia Marie Oconnor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-24
FL RA APPROVED 2015-03-23
  • TX RA
    APPROVED_RES
    Since 2015-03-24
  • FL RA
    APPROVED
    Since 2015-03-23

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 03/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-02
S63 Uniform Securities Agent State Law Examination 1992-05-13
  • S65 Uniform Investment Adviser Law Examination
    2004-12-02
  • S63 Uniform Securities Agent State Law Examination
    1992-05-13
Other Names
  • Patti Oconnor
  • Patricia Britz
  • Patricia Marie Oconnor
  • Patricia Marie O'COnnor

View on SEC IAPD

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor