Frederick West Garraway

Current Employers

Employment History

• 09/2012 → 11/2016
  Wells Fargo Advisors Llc
  Ridgeland, MS
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Ridgeland, MS

Previous Registrations

• 2008-04-25 → 2012-10-03
  Ubs Financial Services Inc.
  Jackson, MS
• 2007-04-02 → 2008-04-28
  Morgan Stanley & Co. Llc
  Ridgeland, MS
• 2002-10-31 → 2007-04-02
  Morgan Stanley Dw Inc.
  Ridgeland, MS
  Ridgeland, MS

Other Businesses

GADDIS FARMS; NOT INV RELATED; BOLTON, MS; A FAMILY OWNED FARMING BUSINESS; 4% OWNERSHIP; START 01/01/1992; TWO HOURS DEVOTED PER MONTH. SNAKE CREEK FARM, INV RELATED, HINDS COUNTY, MS, 8% OWNERSHIP, START 1/1992, 2 HOURS PER MONTH/0 DURING TRADING. POCO LAND, INV RELATED, POCOHONTAS, MS, 7.78%, START 1/1/1997, 2 HOURS PER MONTH/0 DURING TRADING. SOUTHLAND INVESTMENTS INC; INV RELATED; BOLTON, MS; START: 1/1/18; INHERITED 16.66% OWNERSHIP; FAMILY INVESTMENTS; 1 HR/MO; 1 DURING TRADING. GADDIS AND MCLAURIN, NOT INV RELATED, BOLTON, MS, 2.91% OWNERSHIP, BOARD MEMBER; START: 01/01/1980, 1 HR/MONTH, 0 HRS DURING TRADING, GENERAL STORE AND LAND OWNERSHIP FOR FAMILY OWNED BUSINESS. GADDIS AND MCLAURIN, NOT INV RELATED, BOLTON, MS, BOARD MEMBER; START: 10/2019, 1 HR/MONTH, 0 HRS DURING TRADING, GENERAL STORE AND LAND OWNERSHIP FOR FAMILY OWNED BUSINESS. KK FARMS INC.; INV. RELATED; BOLTON, MS; 50% OWNERSHIP; START DATE 4/9/2017; 1 HR PER MONTH; FAMILY OWNED FARM BUSINESS. RDA FARMS INC.; INV. RELATED; BOLTON, MS; 33.3% OWNERSHIP; START DATE 4/9/2017; 1 HR PER MONTH; FAMILY OWNED FARM BUSINESS. KKM FARMS INC.; INV. RELATED; BOLTON, MS; 8.3% OWNERSHIP; START DATE 4/9/2017; 1 HR PER MONTH; FAMILY OWNED FARM BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-07
• S63 Uniform Securities Agent State Law Examination
  1986-03-01

Other Names

• Rick Garraway
• Frederick West Jr Garraway
• Frederick West Garraway
• Frederick West Jr Garraway
• Frederick West Garraway
• Frederick Garraway Jr.