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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-06-01 |
Branch Locations
6636 Longshore Street Suite 280, Dublin, OH 43017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Columbus | OH | 05/2009 | Present |
1. OHIO HIGH SCHOOL ATHLETIC ASSOCIATION - Columbus, OH 43214; Basketball and Soccer Official; 11/01/1988; 4.00 Hour(s) Per Week - not during securities trading hours; Not Investment-Related. 2. Northwest Columbus Soccer Officials Association; 2163 Canter St, Marysville, OH 43040; Ohio high school soccer officials association; Board Member; Board Decision; 08/03/2020; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related. 3. US Soccer Federation Referee Program; 1801 S. Prarie Ave, Chicago, IL 60616; US Soccer Federation Referee Program; Referee; Referee Soccer games; 2/13/23; 2 hr/day; Not during Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-17 |
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