Danny J Viola

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-12-21
TX	RA	APPROVED_RES	2016-07-20
WI	RA	APPROVED	2010-11-15

FL RA
APPROVED

Since 2023-12-21
TX RA
APPROVED_RES

Since 2016-07-20
WI RA
APPROVED

Since 2010-11-15

Branch Locations

18500 W Corporate Drive Suite 100, Brookfield, WI 53045 • United States

Waukesha, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Brookfield	WI	11/2010	Present

11/2010 → Present

Rbc Capital Markets, Llc

Brookfield, WI

Previous Registrations

2006-08-12 → 2010-11-11

Ubs Financial Services Inc.

Delafield, WI

Brookfield, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-01
S63	Uniform Securities Agent State Law Examination	1986-03-12

S65 Uniform Investment Adviser Law Examination

1994-08-01
S63 Uniform Securities Agent State Law Examination

1986-03-12

Other Names

Dan Joseph Viola

View on SEC IAPD