Michael Daniel Margarites

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-07
TX	RA	APPROVED_RES	2017-11-08
NJ	RA	APPROVED	2007-07-11

NY RA
APPROVED

Since 2021-04-07
TX RA
APPROVED_RES

Since 2017-11-08
NJ RA
APPROVED

Since 2007-07-11

Branch Locations

2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States

Windham, NY • United States

666 3Rd Avenue, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fahnestock & Co. Inc.	New York	NY	01/2003	Present

01/2003 → Present

Fahnestock & Co. Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-31
S63	Uniform Securities Agent State Law Examination	1986-12-22

S65 Uniform Investment Adviser Law Examination

2007-07-31
S63 Uniform Securities Agent State Law Examination

1986-12-22

Designations

Other Names

Michael D Margarites

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

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