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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-19
IL RA APPROVED 2023-06-16
TX RA APPROVED 2023-06-16
  • FL RA
    APPROVED
    Since 2023-06-19
  • IL RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-16

Branch Locations

10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States

6801 Spring Creek Rd Suite 2B [Satellite], Rockford, IL 61114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rockford IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rockford IL 11/2016 06/2023
Wells Fargo Advisors Financial Network, Llc Chicago IL 06/2023 Present
Previous Registrations
Other Businesses

GAFFNEY WEALTH MANAGEMENT, LLC DBA BRIDGEPOINT WEALTH PARTNERS, LLC, INV RELATED, ROCKFORD, IL, 100% OWNERSHIP, START: 3/13/2023, 240 HOURS A MONTH, 130 HOURS DURING TRADING, FINET PRACTICE. | BSC JUMPERS, LLC, INV RELATED, ROCKFORD, IL, 100% OWNERSHIP WITH SPOUSE, START: 7/22/2022, 20 HOURS A MONTH, 0 HOURS DURING TRADING, BUY, SELL AND MANAGE TRAINING OF HORSES | POWER OF ATTORNEY MARY GAFFNEY, POA FOR SPOUSE, INV RELATED, ROCKFORD, IL, START: 9/29/2020, 0 HOURS A MONTH, 0 HOURS DURING TRADING | THOMAS AND DONNA L GAFFNEY IRREVOCABLE FAMILY TRUST, TRUSTEE FOR AUNT AND UNCLE'S IRRV TRUST, INV RELATED, ROCKFORD, IL, START: 10/13/2010, 1 HOUR A MONTH, 0 HOURS DURING TRADING, NO DUTIES | MARY E GAFFNEY TRUST NO. 2020 TRUST, CO-TRUSTEE, INV RELATED, ROCKFORD, IL, START DATE 04/21/2021, 1 HOUR A MONTH, O HOURS DURING TRADING, NO DUTIES| MARY E GAFFNEY TRUST , TRUSTEE FOR SPOUSE'S TRUST, INV RELATED, ROCKFORD, IL, START DATE 09/29/2020, 2 HOUR A MONTH, 0 HOURS DURING TRADING, NO DUTIES|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-17
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S65 Uniform Investment Adviser Law Examination
    1999-08-17
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29
Other Names
  • Timothy Canavan Gaffney

View on SEC IAPD

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