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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-19 |
| IL | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED | 2023-06-16 |
Branch Locations
10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States
6801 Spring Creek Rd Suite 2B [Satellite], Rockford, IL 61114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rockford | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rockford | IL | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Chicago | IL | 06/2023 | Present |
GAFFNEY WEALTH MANAGEMENT, LLC DBA BRIDGEPOINT WEALTH PARTNERS, LLC, INV RELATED, ROCKFORD, IL, 100% OWNERSHIP, START: 3/13/2023, 240 HOURS A MONTH, 130 HOURS DURING TRADING, FINET PRACTICE. | BSC JUMPERS, LLC, INV RELATED, ROCKFORD, IL, 100% OWNERSHIP WITH SPOUSE, START: 7/22/2022, 20 HOURS A MONTH, 0 HOURS DURING TRADING, BUY, SELL AND MANAGE TRAINING OF HORSES | POWER OF ATTORNEY MARY GAFFNEY, POA FOR SPOUSE, INV RELATED, ROCKFORD, IL, START: 9/29/2020, 0 HOURS A MONTH, 0 HOURS DURING TRADING | THOMAS AND DONNA L GAFFNEY IRREVOCABLE FAMILY TRUST, TRUSTEE FOR AUNT AND UNCLE'S IRRV TRUST, INV RELATED, ROCKFORD, IL, START: 10/13/2010, 1 HOUR A MONTH, 0 HOURS DURING TRADING, NO DUTIES | MARY E GAFFNEY TRUST NO. 2020 TRUST, CO-TRUSTEE, INV RELATED, ROCKFORD, IL, START DATE 04/21/2021, 1 HOUR A MONTH, O HOURS DURING TRADING, NO DUTIES| MARY E GAFFNEY TRUST , TRUSTEE FOR SPOUSE'S TRUST, INV RELATED, ROCKFORD, IL, START DATE 09/29/2020, 2 HOUR A MONTH, 0 HOURS DURING TRADING, NO DUTIES|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-29 |
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