Douglas Charles Heske

Current Employers

Newday

9 Union Square Unit #1123, Southbury, CT 06488 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

9 Union Square Unit #1123, Southbury, CT 06488 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Newday Investing	Tiburon	CA	02/2016	Present

02/2016 → Present

Newday Investing

Tiburon, CA

Previous Registrations

2011-11-02 → 2016-02-25

Stifel, Nicolaus & Company, Incorporated

San Francisco, CA

San Francisco, CA
2012-01-26 → 2012-06-13

Stone & Youngberg Llc

San Francisco, CA
2011-04-05 → 2011-11-03

Stone & Youngberg Llc

San Francisco, CA

San Francisco, CA
2011-02-11 → 2011-04-11

Intl Advisory Consultants Inc.

San Francisco, CA
2004-04-08 → 2011-03-11

Nollenberger Capital Partners Inc.

Newport Beach, CA

San Francisco, CA

San Francisco, CA
2000-08-25 → 2004-04-22

Piper Sandler & Co.

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-10
S63	Uniform Securities Agent State Law Examination	1986-03-26

S65 Uniform Investment Adviser Law Examination

1995-04-10
S63 Uniform Securities Agent State Law Examination

1986-03-26