Kathleen Teresa Kaffenberger

Current Employers

Employment History

• 04/2016 → 06/2017
  Invest Financial Corp.
  Tampa, FL
• 04/2016 → 06/2017
  Community Bank
  Chittenango, NY
• 06/2017 → 07/2025
  Cadaret, Grant & Co., Inc.
  East Syracuse, NY
• 11/2020 → 07/2025
  Cadaret, Grant & Co., Inc.
  The Villages, FL
• 07/2025 → Present
  Lpl Financial Llc
  The Villages, FL

Previous Registrations

• 2017-06-12 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  East Syracuse, NY
  The Villages, FL
• 2016-05-26 → 2017-06-06
  Invest Financial Corporation
  Chittenango, NY
  Canastota, NY
  Chittenango, NY
  Syracuse, NY

Other Businesses

1. 07/10/2025- Marathon Financial Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/06/2017- 480 Hours Per Month 2. 07/10/2025- Marathon Financial Advisors- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/07/2019- 12 Hours Per Month- 12 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-04-23

Designations

Other Names

• Kathleen Teresa Sands
• Kathy Sands
• Kathleen Teresa Kaffenberger