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David Lennart Anderson

Stifel, Nicolaus & Company, Incorporated

Glen Ellyn, IL

Naperville, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-10
IL RA APPROVED 2007-02-02
  • TX RA
    APPROVED_RES
    Since 2015-11-10
  • IL RA
    APPROVED
    Since 2007-02-02

Branch Locations

Glen Ellyn, IL • United States

263 Shuman Blvd. Suite 130, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Geneva IL 02/2007 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-17
S63 Uniform Securities Agent State Law Examination 1986-02-27
  • S66 Uniform Combined State Law Examination
    2001-12-17
  • S63 Uniform Securities Agent State Law Examination
    1986-02-27
Other Names
  • Dave Anderson

View on SEC IAPD

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