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Brian Gregory Fay

Vanguard Advisers, Inc.

Charlotte, NC

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-06-21
TX RA APPROVED 2016-06-21
  • NC RA
    APPROVED
    Since 2016-06-21
  • TX RA
    APPROVED
    Since 2016-06-21

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc. Charlotte NC 12/1999 Present
Vanguard Marketing Corporation Charlotte NC 12/1999 Present
Vanguard Advisers, Inc. Charlotte NC 06/2016 Present
  • 12/1999 → Present
    The Vanguard Group Inc.
    Charlotte, NC
  • 12/1999 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 06/2016 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-23
S63 Uniform Securities Agent State Law Examination 1999-07-19
  • S65 Uniform Investment Adviser Law Examination
    2002-04-23
  • S63 Uniform Securities Agent State Law Examination
    1999-07-19
Designations

View on SEC IAPD

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